Press release

RIA in a Box Announces New Automated RIA Communications Archiving and Review Solution

Sponsored by Businesswire

RIA in a Box LLC, a leading Software-as-a-Service (SaaS) provider of compliance, cybersecurity, and operational software to the wealth management industry, announced its new Communications Archiving and Review solution. The new product provides RIA firms with the capability to efficiently execute firm archiving duties all within the MyRIACompliance™ platform. The Communications Archiving and Review solution includes features that will simplify the necessary tasks to collect, organize, retrieve, and review communications data.

RIA in a Box’s new solution helps to automate the archiving process for website content, social media, and email communication. Rather than another point solution, RIA firms using the MyRIACompliance™ platform will benefit from the Communications Archiving and Review solution being built within the platform to ensure connectivity with firms’ existing compliance calendars and logs.

With this new software, the Chief Compliance Officer (CCO) or other designated supervisor is empowered with timesaving features such as customizable keyword flagging for emails and user-friendly filter capabilities to efficiently complete content review activities. By simplifying all functions of the communications archiving and review process within a single platform, RIA firms can more confidently prepare for regulatory examinations with organized and easily retrievable data.

“We have been listening carefully to our clients’ needs and we understand archiving and review activities are a major source of time and anxiety. With our new archiving product, an RIA firm can look to a single vendor to meet its full array of compliance obligations from employee supervision to cybersecurity to now archiving. This allows RIA in a Box to continue our mission to deliver the best-in-class and most comprehensive all-in-one RIA compliance platform,” said Will Bressman, CEO of RIA in a Box.

The Communications Archiving and Review solution is now available for SEC and state-registered RIA firms of all sizes to enhance their compliance programs. MyRIACompliance™ users can add this new solution to their existing subscription or it can be purchased as a standalone product.

For more information on RIA in a Box’s Communications Archiving and Review solution, please click here.

About RIA in a Box LLC

RIA in a Box is the leading provider of compliance and operational software to wealth managers and investment organizations. Over 2,000 RIA firms use the platform to increase compliance workflow efficiency and to automate regulatory requirements. For more information about RIA in a Box, please visit: